The nation’s largest independent broker-dealer*, a top RIA custodian,
and a leading independent consultant to retirement plans.
* As reported by Financial Planning magazine, June 1996-2015, based on total revenue.
LPL Financial (LPL) gives affiliated advisors the opportunity to provide a broad range of investment options to investors. Our affiliated advisors are not employees of Householder Group or LPL, rather they choose to affiliate with Householder Group and LPL as independent contractors. This frees our advisers to choose the most suitable solutions without having the conflict of quotas or other employer/employee influences that could impede their relationships with investors.
We Are Not Wall Street
We are not involved in investment banking, nor do we manufacture products. Our representatives are not put in a position of having to choose an LPL created product. They have access to one of the broadest selections of products in the investment industry.
Individuals Affiliated with LPL are Known as Registered Representatives
Individual registered representatives must register with FINRA, pass a qualifying examination, and be registered by each state in which they conduct business. The products they offer investors depend on the type of registrations they hold with FINRA. When investors work with a representative, the representative generally receives a commission from the product company for the purchase of the security.
LPL is Regulated by FINRA
You can obtain background information on LPL and any affiliated representative— including registration, licensing and disciplinary history—by visiting FINRA BrokerCheck.
LPL is a Member of SIPC
The LPL Financial SIPC Membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash. An explanatory brochure is available at www.sipc.org. The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.
Learn more about LPL Financial by visiting their website at: lplfinancial.lpl.com/
Householder Group offers a distinct value proposition that you will not find elsewhere. We have developed highly-effective, propriety marketing programs and operational systems that are designed to help our advisors become even more successful. We back the success of these programs up with real-life examples and empirical data. In fact, we’re so confident in the effectiveness of our marketing programs
we guarantee the results.